Market Surveillance Officer
Permanent @Garniche Jobs UK posted 4 weeks ago in IT ShortlistJob Detail
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Job ID 322156
Job Description
Your duties will include
Steeleye MAR comms monitoring
Undertake the daily Market Abuse surveillance activity, clearing daily reports and alerts generated via the automated alert system
Perform investigations and provide fast, complete, documented resolution to any trade or quote related issues
Raise relevant internal filings to escalate issues and follow internal investigation routes.
Ongoing assessment of surveillance controls to ensure they meet relevant regulatory and market wide standards and expectations in collaboration with Business, Surveillance and Compliance teams. Suggest new alerts and enhancement of the existing alerts and reports
Keep abreast of all latest trends and any new regulations, leveraging off international SME support where applicable
Conduct gap analysis, requirements gathering, analysis and documentation of business requirements and perform testing of new implementations
Production of Management reporting
Periodic review of policy, governance & procedure
Skills and experience
* An understanding of the Market Abuse Directive (MAD) / Market Abuse Regulation (MAR)
* Strong understanding and experience of brokerage market
* Excellent analytical skills & attention to detail